On December 2, 2024, RLG attorneys Gary Ross and Matt Winkel presented a program for Lawline entitled, “Setting Up 3(c)(1) and 3(c)(7) Parallel Funds: Why To Do It, When To Do It and How To Do It.” Gary and Matt went in-depth into the Section 3(c)(1) and 3(c)(7) exemptions from having to register as an investment company under the Investment Company Act of 1940. They then explained in detail how to structure parallel funds and to handle various issues commonly encountered. The program is available to anyone with a Lawline subscription.
Gary J. Ross was the Planning Co-Chair and was on the faculty of ALI-CLE Regulation D Offerings and Private Placements program held in Phoenix, Arizona
RLG partner Gary J. Ross again served as the Planning Co-Chair and a faculty member of the American Legal Institute’s annual CLE conference Regulation D Offerings and Private Placements, held in Scottsdale, Arizona from April 24 – 25, 2025. Gary planned and spoke at...