RLG partner Gary J. Ross was on the faculty of the American Legal Institute’s CLE conference Regulation D Offerings and Private Placements, held in Scottsdale, Arizona from March 16 – 18, 2023. Gary spoke at six of the 14 sessions, including Offerings to Accredited Investors, Offerings to Unaccredited Investors, Resales of Restricted Securities, and The Mechanics of an Exempt Offering. Other faculty members included three SEC officials, a state securities commissioner, and a senior director at FINRA.
On-Demand Webinar: How Will the SEC’s New Private Fund Rules Practically Impact My Advisory Firm?
On August 23, 2023, the SEC unveiled the most sweeping reforms impacting advisers to private funds since the passage of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act. These rules will profoundly impact both those advisers registered with the SEC...