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Gary J. Ross on faculty of ALI-CLE program Regulation D Offerings and Private Placements held in Scottsdale, Arizona

by | Mar 18, 2023

RLG partner Gary J. Ross was on the faculty of the American Legal Institute’s CLE conference Regulation D Offerings and Private Placements, held in Scottsdale, Arizona from March 16 – 18, 2023.  Gary spoke at six of the 14 sessions, including Offerings to Accredited Investors, Offerings to Unaccredited Investors, Resales of Restricted Securities, and The Mechanics of an Exempt Offering.  Other faculty members included three SEC officials, a state securities commissioner, and a senior director at FINRA.

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