We specialize in representing small- and mid-cap companies in public securities offerings. We have guided companies through a wide variety of offerings, from initial public offerings of common stock to those exempt from registration such as Regulation A+ offerings, and have advised companies on a full range of corporate and securities matters, including annual proxy statements and shareholders meetings, all manner of securities filings, and NASDAQ, FINRA and Sarbanes-Oxley compliance.
Our law firm has an ideal mix of expertise in capital markets offerings, SEC disclosure filings, and corporate governance. We will ensure your company achieves its goals.
Representation throughout IPO process; working with the SEC and the numerous service providers necessary to make an initial public offering happen.
Preparation of Form C; working with the crowdfunding platforms; representation of companies applying for registration as crowdfunding platform.
Reg A+ Offerings
Representation of companies raising through the Regulation A “mini-IPO” registration exemption.
Preparation of purchase agreement and legal advice regarding securities laws pertaining to transactional offerings; Rule 144 and Section 4(a)(7) opinion letters.
Represent Robot Cache, a decentralized video game distribution and resale platform, in its recent successful securities offering exempt from registration pursuant to Regulation A+.
Prepared and submitted numerous SEC filings such as Schedule 13G and Form 13H for private equity firms across the United States.
Represent Republic, a registered crowdfunding portal. The Firm prepares the SEC filings and securities instruments for companies conducting crowdfunding offerings on its platform, and also represents the company’s venture capital affiliate.
Prepared numerous securities filings, including Form S-1 for initial public offerings of stock, Form 1-A for securities offerings exempt from registration pursuant to Regulation 1-A, Form C for Regulation Crowdfunding, Form D for private placements, and blue sky filings in various states.
Represented Bitgreen, a company providing blockchain-as-a-service capabilities to third party development teams, in its Regulation Crowdfunding offering. Bitgreen was the fastest company to reach the $5,000,000 Reg CF maximum on the Republic platform, doing so in only five hours.
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News & Insights
Ross Law Group Hosts tZERO
tZERO, a leader in financial digital innovation, visited Ross Law Group’s Midtown Manhattan offices on August 30, 2022 to discuss its secondary liquidity and primary offering platform, the current state of crypto and blockchain, and answer questions from the RLG team.