RLG partner Gary J. Ross served as the Planning Co-Chair and was again on the faculty of the American Legal Institute’s annual CLE conference Regulation D Offerings and Private Placements, held in Scottsdale, Arizona from March 14 – 15, 2024. Gary spoke at seven of the 14 sessions, including Update on Recent Rule-Making and Current Concerns, Offerings to Accredited Investors, Offerings to Unaccredited Investors, Resales of Restricted Securities, and The Mechanics of an Exempt Offering. Other faculty members included an SEC official, the general counsel of the North American Securities Administrators Association, and a senior director at FINRA.
Gary Ross and Matthew Winkel present Lawline course on Setting Up Parallel Funds
On December 2, 2024, RLG attorneys Gary Ross and Matt Winkel presented a program for Lawline entitled, “Setting Up 3(c)(1) and 3(c)(7) Parallel Funds: Why To Do It, When To Do It and How To Do It.” Gary and Matt went in-depth into the Section 3(c)(1) and 3(c)(7)...