Gary J. Ross on faculty of ALI-CLE program Regulation D Offerings and Private Placements held in Scottsdale, Arizona

On December 2, 2024, RLG attorneys Gary Ross and Matt Winkel presented a program for Lawline entitled, “Setting Up 3(c)(1) and 3(c)(7) Parallel Funds: Why To Do It, When To Do It and How To Do It.” Gary and Matt went in-depth into the Section 3(c)(1) and 3(c)(7)...

RLG partner Gary J. Ross served as the Planning Co-Chair and was again on the faculty of the American Legal Institute’s annual CLE conference Regulation D Offerings and Private Placements, held in Scottsdale, Arizona from March 14 – 15, 2024.  Gary spoke at seven of...

On August 23, 2023, the SEC unveiled the most sweeping reforms impacting advisers to private funds since the passage of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act. These rules will profoundly impact both those advisers registered with the SEC...

Introduction On August 23, 2023, the Securities and Exchange Commission (the “SEC”) adopted several new and amended rules under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) to implement several changes to the business practices of private fund...

A contingent of CEOs from the country of Mongolia visited Ross Law Group on March 8, 2023.  RLG attorneys Lony Leung, Matt Winkel and Gary J. Ross chatted with the CEOs about the laws in the U.S. applicable to non-U.S. companies raising capital from U.S....

RLG partner Gary J. Ross, the current ABA Editorial Board Producer for Securities Law, put together, moderated and participated in the panel “ABCs of IPOs: Guide for Issuer’s Counsel” for the American Bar Association on February 23, 2023.  The presentation was...