RLG partner Gary J. Ross, the current ABA Editorial Board Producer for Securities Law, put together, moderated and participated in the panel “ABCs of IPOs: Guide for Issuer’s Counsel” for the American Bar Association on February 23, 2023. The presentation was sponsored by the ABA’s Federal Regulation of Securities Committee. Other panelists included David Lynn of Morrison Foerster, Jay Knight of Bass Berry & Sims, and Bonnie Roe of Cohen & Gresser. The panel discussed when a company is ready for an initial public offering of stock, the mechanics of offering stock to the public for the first time, listing on NASDAQ/NYSE, and best practices when guiding a company through an IPO.
On-Demand Webinar: How Will the SEC’s New Private Fund Rules Practically Impact My Advisory Firm?
On August 23, 2023, the SEC unveiled the most sweeping reforms impacting advisers to private funds since the passage of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act. These rules will profoundly impact both those advisers registered with the SEC...