Gary J. Ross put together and moderated the panel “The Regulation A+ Alternative (to Reg D or an IPO)” for the American Bar Association Business Law Section Virtual Spring Meeting. The presentation was co-sponsored by the Federal Regulation of Securities and the Middle Market and Small Business committees. Panelists included Rod Turner of Manhattan Street Capital, Jake Gallagher of North Capital, and Bonnie Roe of Cohen & Gresser. The panel discussed the history of Regulation A+, why this exemption may be preferable to other exemptions or an IPO, what the process entails, and the secondary market implications.
On-Demand Webinar: How Will the SEC’s New Private Fund Rules Practically Impact My Advisory Firm?
On August 23, 2023, the SEC unveiled the most sweeping reforms impacting advisers to private funds since the passage of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act. These rules will profoundly impact both those advisers registered with the SEC...