Gary J. Ross was the featured speaker of a webinar hosted by On Deck, a bi-coastal fellowship of entrepreneurs. Gary fielded questions from the fellows, which primarily focused on broker-dealer and investment adviser registration, and the various exemptions from registration which are available for securities offerings.
On-Demand Webinar: How Will the SEC’s New Private Fund Rules Practically Impact My Advisory Firm?
On August 23, 2023, the SEC unveiled the most sweeping reforms impacting advisers to private funds since the passage of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act. These rules will profoundly impact both those advisers registered with the SEC...