Gary J. Ross was the featured speaker of a webinar hosted by On Deck, a bi-coastal fellowship of entrepreneurs doing amazing things. Gary fielded questions from the fellows, which primarily focused on securities offerings exempt from registration requirements, money transmitter laws, and investment adviser and broker-dealer registration. Please check out the recording of the webinar here.
On-Demand Webinar: How Will the SEC’s New Private Fund Rules Practically Impact My Advisory Firm?
On August 23, 2023, the SEC unveiled the most sweeping reforms impacting advisers to private funds since the passage of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act. These rules will profoundly impact both those advisers registered with the SEC...